본문으로 바로 이동 / Skip to content

PROOF 137

Prove.

At an extremum the derivative is 0

On an open interval.

A way to read this proof

First separate what is assumed from what is to be proved. At each step, ask which definition or earlier result permits the move. If it is unclear, return to that premise rather than skipping to the conclusion.

Definition D1

f is differentiable at c means that the limit lim (h→0) [f(c+h) − f(c)]/h exists, and its value is written f′(c).

Proof.

(1)a − b means a + (−b), and F/h means F · h⁻¹. The difference quotient is defined only for h ≠ 0.convention
(2)If the limit exists, its value is unique. Therefore the notation f′(c) is justified.A4

∎

Definition D2

On an open interval I containing c, if there is some δ > 0 with f(c+h) ≤ f(c) for every h with |h| < δ and c + h ∈ I, then c is called a local maximum point of f. Reversing the inequality gives a local minimum point.

Proof.

A local maximum is required only near c. It need not be the maximum of the whole interval.convention

∎

Lemma L1

If c is a point of an open interval I, f is differentiable at c, and c is a local maximum point of f, then f′(c) ≤ 0.

Proof.

(1)By the meaning of a local maximum, f(c+h) ≤ f(c) for every h with |h| < δ, and therefore f(c+h) − f(c) ≤ 0.assumption, D2, A8
(2)f is differentiable at c, so the limit of the difference quotient exists, and its right limit is also f′(c).assumption, D1, A3
(3)If 0 < h < δ, the numerator is at most 0 and the denominator is positive, so [f(c+h) − f(c)]/h ≤ 0(1), A5
(4)Taking the limit of both sides of (3) as h → 0+ gives f′(c) ≤ 0(2), (3), A1, A2

∎

Lemma L2

Under the same hypotheses, f′(c) ≥ 0.

Proof.

(1)For h with −δ < h < 0, also |h| < δ, so f(c+h) − f(c) ≤ 0.assumption, D2, A8
(2)f is differentiable at c, so the left limit of the difference quotient is also f′(c).assumption, D1, A3
(3)If h < 0, the numerator is at most 0 and the denominator is negative, so [f(c+h) − f(c)]/h ≥ 0(1), A6
(4)Taking the limit of both sides of (3) as h → 0− gives f′(c) ≥ 0(2), (3), A1, A2

∎

Theorem T1

If c is a point of an open interval I, f is differentiable at c, and c is a local maximum or local minimum point of f, then f′(c) = 0.

Proof.

(1)f is differentiable at c, so the left and right limits of the difference quotient are the same single number f′(c).assumption, D1, A3, A4
(2)Suppose c is a local maximum point. By L1, f′(c) ≤ 0.assumption, L1
(3)By L2, f′(c) ≥ 0.assumption, L2
(4)(2) and (3) are inequalities about the same single number of (1), so f′(c) = 0.(1), (2), (3), A7
(5)If c is a local minimum point, the inequality of D2 reverses, and the inequalities in (1)(3)(4) of L1 and L2 all reverse, giving f′(c) ≥ 0 and f′(c) ≤ 0. The conclusion is the same.D2, A8, A5, A6, A1, A7

∎

Corollary C1

The interior-point hypothesis cannot be dropped. Consider f(x) = x on [0, 1]: f attains its maximum at 1, yet f′(1) = 1.

Proof.

(1)If 0 ≤ x ≤ 1, then f(x) = x ≤ 1 = f(1), so f attains its maximum on [0, 1] at 1.convention
(2)If h < 0 and 1 + h ∈ [0, 1], then [f(1+h) − f(1)]/h = h · h⁻¹ = 1(1), A15, A16, A17, A10
(3)The difference quotient is the constant 1, so its left limit is 1.(2), A2, D1
(4)1 ≠ 0, so the conclusion fails. This is because 1 is not an interior point of [0, 1].(3), A19

∎

Corollary C2

The differentiability hypothesis cannot be dropped either. g(x) = −|x| has a local maximum at 0 but is not differentiable at 0.

Proof.

(1)|t| means t if t ≥ 0 and −t if t < 0. For every t, 0 ≤ |t|, so g(t) ≤ 0 = g(0).convention, A18, A8
(2)Therefore 0 is a local maximum point of g.(1), D2
(3)If h > 0, then [g(0+h) − g(0)]/h = (−h) · h⁻¹ = (−1)(h · h⁻¹) = −1(1), A15, A17, A11, A13, A10, A14
(4)If h < 0, then |h| = −h, so g(h) = −(−h) = h and [g(0+h) − g(0)]/h = h · h⁻¹ = 1(1), A12, A15, A17, A10
(5)Therefore the right derivative is −1, the left derivative is 1, and 1 ≠ −1.(3), (4), A2, A20
(6)Therefore g is not differentiable at 0.(5), A9

∎

Remark

Can A1 be removed from this proof?

L1 and L2 each push an inequality inside the limit in their final line. Check what licenses that step.